PHIL7002 Ethics: AI, Data and Algorithms
PHIL7002 Overview
- The University of Hong Kong
- First Semester, 2026-27
- Postgraduate core course
- Arts and Humanities
- Closed-book midterm and final
What this course is actually asking you to do
This is a core course in the ethical implications of artificial intelligence, big data and algorithmic decision making, taught in the Department of Philosophy.
- Assessed by Two three-hour closed-book tests worth thirty per cent each, a policy brief, a three-phase AI companion assignment and participation.
- The skill being tested Taking a position, stating the strongest objection to it, and answering that objection rather than a weaker one.
- Hardest step Scoping the policy brief narrowly enough that one feasible recommendation fits inside two thousand words.
- Where to confirm Weights, deadlines and submission settings are controlled by the course Moodle page.
How PHIL7002 is assessed
| Component | Weight | Format |
|---|---|---|
| Midterm Test | 30% | Three-hour closed-book test, held in person, no smart devices permitted |
| Final Test | 30% | Three-hour closed-book test, held in person, no smart devices permitted |
| AI Companion Assignment | 20% | Three phases: in-class group prediction, five journal entries, mini-essay |
| Policy Brief Assignment | 15% | 1,500 to 2,000 words, six required sections in a fixed order, plus an appendix |
| Participation and Attendance | 5% | Attendance, group work, assignment completion and contributions in lectures and tutorials |
The published syllabus lists these five components and they total 100%. Two further points matter. First, the syllabus places the in-class group task inside the 20% AI Companion Assignment, while the first-session slides list that task as a separate 5% item, which would make their total 105%; that slide set also states a class day the syllabus contradicts, so it appears to have been carried over from an earlier offering. Second, the syllabus states that attending all lectures and tutorials is mandatory unless a valid excuse is presented. A numeric attendance threshold is not stated in the course materials, and what follows from an absence is not spelled out, so check the course Moodle page for whether attendance bears on whether you pass, and confirm the current split, the deadlines and the submission settings there too.
Assessment structure
Segment widths reproduce the published percentage weights and total 100%.
Current PHIL7002 dates
| Date | Item | Control |
|---|---|---|
| 10 September 2026 | AI Companion group assignment, part one | Due date shown on the submission point on the course site for this offering. |
| 8 October 2026 | Midterm Test | Published in the course calendar, with a note that the date, time and location changed. |
| 19 October 2026 | First three AI journal entries | Stated in the companion assignment instructions and on the course site. |
| 30 October 2026 | Policy Brief | Due 23:59, stated in both the brief instructions and the course calendar. |
| 16 November 2026 | Last two AI journal entries | Stated in the course calendar for this offering. |
| 26 November 2026 | Final Test | Published in the course calendar, with a note that the date, time and location changed. |
| 5 or 6 December 2026 | AI Companion Assignment | The calendar says December 5th; the mini-essay submission point on the course site shows 6 December, 23:59. Check the live setting. |
Dates are as published in the published course calendar and the submission points on the course site for this offering. Confirm exact deadlines and submission settings in the live LMS.
What PHIL7002 covers
Ten chapters follow the published lecture sequence from the foundations of AI ethics through transparency, fairness, privacy and responsibility to design, material costs, governance and moral status.
Foundations of AI Ethics and the System Lifecycle
what the field studies and who it judges · six principle families · the six lifecycle stages ending in redress · prediction against classificationA definition that settles later arguments
The course opens by describing AI ethics as a multidisciplinary field concerned with the moral standards that ought to govern how these technologies are built, released and run.
- AI ethics as a field about people rather than artefacts
- Harm at scale, and foregone benefit as a cost
- The six principle families and the stage each binds
- Six lifecycle stages, ending in redress
- Prediction against classification, and the evidence each needs
- Model cards as disclosure rather than audit
Opacity, Transparency and Explainability
why accuracy is not a summary · six senses of transparency · interpretable design against post-hoc explanation · the double-standards disputeRight answers for the wrong reasons
A horse called Clever Hans appeared to do arithmetic, tapping out answers with roughly eighty-nine per cent accuracy, until investigation revealed he was reading his owner's unconscious cues.
- Clever Hans and modern shortcut learning
- Beyond accuracy: precision, recall, calibration, subgroup performance
- The confusion matrix and domain-dependent error preference
- Six senses of transparency, and meaningful to whom
- Process transparency, and ex ante against ex post explanation
- Interpretable by design against post-hoc surrogate
Bias, Fairness and Justice
bias in making, training and using a system · the portability trap · anti-classification, classification parity and calibration · why they conflictBias is not always a fault
Computer scientists point out that bias in the statistical sense is part of what makes machine learning work: the fact that a person's past choices carry a pattern is exactly why a recommendation can be useful, and exploiting such regularities underlies personalisation, market segmentation and traffic management.
- Why statistical bias is what makes prediction work
- Human heuristics, and why committees and forms do not fix them
- Bias in making, training and using a system
- The portability trap and undocumented labelling
- Feedback loops in predictive deployment
- Why deleting a protected variable does not remove its effect
Data Ethics, Privacy, Agency and Autonomy
bodily, territorial, communication and informational privacy · purpose limitation · consent that is not consent · inferred data and re-identificationFour dimensions instead of one essence
Ask most people what a breach of privacy is and the answers describe surveillance, cameras, long lenses and intercepted messages.
- Why no settled definition of privacy exists
- Bodily, territorial, communication and informational privacy
- Purpose limitation and the accumulation model
- Consent that is not meaningful because refusal was impossible
- Inferred data, which consent never reaches
- Re-identification as a limit on anonymisation claims
Automation, Alignment, Risk and Responsibility
four senses of responsibility · the control condition and the responsibility gap · in, on and off the loop · value alignment and autonomous weaponsThe question stated at its sharpest
If a weapons system powered by complex and potentially opaque learning can decide unassisted when to engage a target, can human beings still meaningfully be held responsible for crimes involving it?
- Four senses of responsibility, and why answers must name one
- Forward-looking moral responsibility against backward-looking liability
- Fault-based and strict liability, and who can bear each
- The control condition and the manufacturer condition
- The responsibility gap as a claim about rules
- In the loop, on the loop, off the loop
Social AI and Human Machine Relationships
companion systems and delegation · support against dependence · making a prediction evidence could refute · being right for the wrong reasonsThe one chapter you are graded on from the inside
Over the semester you build a conversational companion, interact with it for a purpose that is genuinely useful to you, and document what happens.
- Why the assignment forbids testing the system as your purpose
- Support and dependence as one interaction on two horizons
- Guidance and deception as one output from two vantage points
- Engagement objectives that optimise against welfare
- Turning a value claim into a refutable prediction
- Five diagnostic questions for a journal entry
Ethics of Technology Design
nothing about us without us · participatory design and lead users · invented personas and extraction · participation as a degree of controlA claim about authority, not about consultation
The slogan the chapter is built on comes from disability-led technology development: nothing about us without us.
- Nothing about us without us as a claim about authority
- Workforce diversity as a first move rather than a destination
- Design as a universal activity, and who is credited
- Participatory design, lead users and disability justice
- Invented personas and what they withhold
- Extraction: knowledge out, no decision in
Hidden Material Costs and Distributive Justice
unpriced extraction and remoteness · the data labour pipeline · outcome goods and process goods of work · five prior questions about sustainabilityAn accounting claim before a moral one
The organising argument is that since antiquity mining has been profitable only because it has never had to carry what it really costs: the damage to land and water, the sickness and the deaths among those who do the digging, and what the surrounding communities lose.
- Unpriced extraction, and remoteness as the mechanism
- Stages after mining that also carry impact
- The review and annotation labour inside a working system
- Externality against component, and which replies each allows
- Productivity and its conditional about sharing
- Outcome goods and process goods of meaningful work
Power, Governance and Regulation
instrument families from voluntary norms to hard law · three arguments for public ownership · network effects · matching an instrument to an actorThe claim the chapter rests on
The course states it in one sentence: the deeper challenge is neither general capability nor machine minds; it is how quietly data and algorithms redistribute power, alongside economics and geopolitics.
- Power reconfigured through data, and what legitimacy requires
- Five instrument families from voluntary norms to hard law
- Risk tiering, and what each tier demands
- The public utility argument and network effects
- Non-Domination and Public Interest Alignment
- Why the reading rejects remedies rather than diagnoses
Moral Status, Welfare and Legal Personhood
moral patients and welfare subjects · the cost of over-attribution and of under-attribution · credences rather than verdicts · personhood as legal machineryEntering through a case rather than a definition
An engineer working on a dialogue model became convinced that it was sentient, a conscious person with feelings and a wish for respectful treatment, and published transcripts to make the case.
- Why the chapter opens on a sentience claim it rejects
- Moral patients and welfare subjects, and the dog case
- Why moral patiency does not imply equal consideration
- Moral status, welfare and legal personhood kept apart
- Realistic possibility as the basis for preparing now
- The cost of over-attribution and the cost of under-attribution
Its published aim is that you engage with philosophical theories and practical frameworks for identifying, evaluating and mitigating ethical risk, including questions of fairness, accountability and procedural justice, with attention to the social, moral and economic consequences of deploying these systems widely.
Nearly all of the assessment rewards one skill: taking a position, naming the strongest objection to it, and answering that objection. Both tests are closed book, so nothing is gained by memorising summaries you could have looked up.
Foundations of AI Ethics and the System Lifecycle
The opening chapter fixes the vocabulary the rest of the course borrows.
AI ethics is treated as a field about the principles that should guide design, development and deployment, and the object of judgement is the people who build and run systems rather than the systems themselves.
Six principle families recur across published frameworks, and a six-stage lifecycle running from data collection through preprocessing, training, deployment and monitoring to redress gives you somewhere to attach a complaint.
The chapter also separates prediction from classification, which decides what kind of evidence an objection needs.
Opacity, Transparency and Explainability
Accuracy is the most basic measure and the least informative, and the chapter builds the metrics that go beyond it before turning to the word transparency itself.
It covers at least six distinct things, from political answerability to inspectability to intelligibility, and a complaint that does not say which one is at issue cannot be answered.
The chapter then separates models that are interpretable by design from explanations built after training, sets out how to test whether an explanation is faithful, and stages the dispute about whether machines should face a higher standard than the humans they replace.
Bias, Fairness and Justice
Bias enters at three separable points: when a system is made, when it is trained, and when it is used in a particular context.
Each admits a different repair, which is why locating the entry point matters more than naming the harm. The chapter then sets out three fairness criteria used in the technical literature and shows that they cannot all be satisfied when the underlying rate of the predicted outcome differs between groups. That result is not a design defect to be engineered away.
It means a choice has been made, and the chapter treats choosing between fairness standards as a political question rather than a technical one.
Data Ethics, Privacy, Agency and Autonomy
Privacy is divided into four dimensions covering the body, ambient space, communication and information, and the fourth carries most of the course.
Two failures are separated carefully: consent that is not meaningful because refusing an essential service was never an option, and consent that was never sought at all because a sensitive fact was inferred rather than collected.
The chapter closes on agency, and on what happens to deliberation when systems nudge, filter, score and recommend often enough that deferring becomes a habit.
Automation, Alignment, Risk and Responsibility
Responsibility means at least four different things, and most disagreements in this area are two people using two of them.
The chapter builds the traditional rule for ascribing responsibility to an operator or a manufacturer, shows how adaptive learning systems break both conditions, and asks whether a gap genuinely opens or whether the deployment decision remains reviewable. Meaningful human control is treated as a scale rather than a threshold, with automation bias as the mechanism that hollows out the middle of it.
Value alignment and the autonomous weapons debate supply the sharpest cases.
Social AI and Human Machine Relationships
You are graded on this chapter from the inside, because the companion assignment asks you to build a chatbot, use it for a genuinely useful purpose and document what happens.
The chapter pairs each apparent good with its shadow, so that emotional support and emotional dependence are read as the same interaction on different time horizons.
Its practical core is turning a vague claim about a value into a prediction that a journal entry could actually refute, and then handling the case where a prediction came true and the argument behind it did not.
Ethics of Technology Design
The organising slogan comes from disability-led technology development and is a claim about authority rather than about consultation.
The chapter treats workforce diversity as a necessary first move rather than the destination, draws on participatory design and on evidence that users rather than producers perform much innovation, and then catalogues four ways participation fails: invented personas, extraction, presence without power, and entry that begins after the important decisions are made.
Arrangements are graded by what they transfer, not by how many people attended.
Hidden Material Costs and Distributive Justice
Two supply chains are followed. The first is mineral, and the argument is an accounting one: extraction has historically been profitable because its true costs were never priced. The second is human, tracing the review and annotation labour that sits underneath a working system.
The chapter then separates outcome goods from process goods of work, sets out five questions that have to be settled before any claim about sustainability means anything, and asks who is staking what in the bet that current investment will pay.
Power, Governance and Regulation
Instruments differ in form and in force, from voluntary professional norms through international standard setting and national guidance to sector supervision and enforceable law.
The chapter compares them by what they can actually reach, because a recommendation aimed at an actor an instrument cannot bind is the most common way a policy brief fails its feasibility test.
It also works through three arguments for placing platforms under public ownership, each of which the required reading defends and then rejects, which makes it a good model for how to handle an argument you do not accept.
Moral Status, Welfare and Legal Personhood
Three questions are routinely run together and must be kept apart: whether an entity matters in its own right, whether it can be benefited or harmed, and whether the law should treat it as a bearer of rights.
The chapter works with credences rather than verdicts, sets out why over-attribution and under-attribution both carry real costs, and asks what evidence would move you in each direction. The closing move is that legal personhood is machinery, which is why a reform that grants it concedes nothing about moral status.
How to use this guide
Read the front matter first, then work one chapter at a time.
Each chapter ends in practice items with full answers; write your own answer before reading them, because recognising a good answer and producing one under time pressure are different abilities and only the second is assessed.
The practice chapter plans a complete policy brief on an original problem, and the closing chapter is a revision pass for the day of a test.
Evidence and assessment control
Assessment labels and weights follow the published syllabus for this offering.
Teaching explanations, worked examples and practice items are independently authored and are not University assessment material; any marks shown on them are an AskSia study allocation. The syllabus also states that attending all lectures and tutorials is mandatory unless a valid excuse is presented to the lecturer.
A numeric attendance threshold is not stated anywhere in the course materials, and the materials do not spell out what follows from an absence, so check the course Moodle page for whether attendance bears on whether you pass.
Confirm deadlines, submission settings and any change to the assessment split on the course Moodle page, and note that the syllabus itself tells students to consult the most recent version of it there.
Worked example · free
Scope a policy brief problem so that one recommendation fits
- 3Reject the problem statements that are too broad or not moral, and say why each fails.
- 3State the problem as a decision, an affected group and a controllable actor.
- 4Name two options that differ in who acts, when they act and what the applicant receives.
Key terms
- Model Card
- A standardised document describing a machine learning model, covering what it is meant for, what it is not meant for, the data behind it, the scores, the known weak points and the ethical questions the developer flags. It is written by the developer, so it is disclosure rather than audit.
- Redress
- The final stage of the system lifecycle, at which someone harmed by a decision can obtain review, correction or a remedy. Losing it removes the route by which failures at every earlier stage would have become visible.
- Calibration
- A fairness criterion requiring that a risk estimate means the same thing whoever it is about, so that a given score indicates the same likelihood regardless of group membership.
- Classification Parity
- A fairness criterion requiring that measures of predictive performance, such as the rate of false alarms and the rate of misses, come out the same for each group marked by a protected attribute.
- Anti-classification
- A fairness criterion requiring that protected attributes and their proxies are not used to make a decision. Satisfying it strictly usually costs accuracy, because such attributes correlate with much of the predictive signal.
- Portability Trap
- The failure that occurs when a system built for one purpose is carried into another, degrading both accuracy and fairness in the new setting.
- Purpose Limitation
- The data protection principle that a purpose must be named and narrow before anything is gathered. It sits in direct tension with accumulating data whose future uses are not yet known.
- Inferred Data
- A fact derived about a person rather than supplied by them, such as an attribute predicted from innocuous inputs. Consent mechanisms do not reach it, because nothing sensitive was collected.
- Responsibility Gap
- The situation in which neither the operator nor the manufacturer can justly be held responsible, because the operator lacked control over what an adaptive system learned and the outcome lay beyond what the manufacturer could have foreseen or headed off.
- Meaningful Human Control
- The requirement that a human retains genuine authority over what a system does, understood as a scale from being in the loop through being on the loop to being off it rather than as a single threshold.
- Automation Bias
- The tendency to over-trust a system that presents itself as objective and precise, accepting its recommendations even when it errs in ways a person would not.
- Welfare Subject
- An entity with morally significant interests, one that can be benefited or harmed. Being a welfare subject does not imply the same kind or degree of moral consideration owed to a person.
PHIL7002 FAQ
Are the midterm and final open book?
No. The syllabus states that both are held in person and that each is a three-hour closed-book test, with no smart devices of any kind permitted. It also says further details will be provided closer to the dates, so nothing about the paper structure is published yet and you should not prepare for a format.
Prepare instead for the two things a closed-book philosophy paper can always ask: a distinction stated precisely, and a position argued against itself.
How much does each piece of work count?
The published syllabus splits the mark across five components totalling one hundred per cent, with the two tests carrying thirty per cent each, the companion assignment twenty, the policy brief fifteen and participation five. One slide set circulates a different arrangement that would total one hundred and five, so check the current position on the course site before planning your time around either version.
What makes a policy brief topic too broad?
A topic is too broad when no feasible recommendation fits inside the word limit, which usually means it names a technology and a population rather than a decision. The test that works is whether you can name two distinct solution options and the office that would implement each. If you cannot name the office, you still have a subject area rather than a problem statement, and every later section will suffer for it.
How do I write a prediction for the companion assignment that can actually be assessed?
Name a mechanism, a concrete observable and a threshold. A claim that the system will manipulate you cannot be marked right or wrong because no interaction could count against it, whereas a claim that it will sustain engagement by agreeing with stated positions rather than testing them, observed in at least three sessions, tells you exactly what to capture.
Your group also has to agree on exactly one positive and one negative value.
What are the standard ways to attack an argument?
Four, in increasing strength. Offer your own case for the opposite conclusion. Show that the premises fail to support the conclusion even if every one of them is true. Show that at least one premise is false. Or combine the first with either of the other two, which both adds weight to your side and removes weight from the other. The written work asks for that combination explicitly.
Which governance instruments does this course expect me to know?
It expects you to distinguish families rather than memorise texts: voluntary professional principles, international standard-setting recommendations, national guidance documents, sector supervisory expectations and enforceable statutes, including a risk-tiered European law and data protection rules that touch automated decisions.
What matters in an answer is which family can bind which actor, because a recommendation aimed at an actor it cannot reach fails the feasibility requirement.
Can I use an AI tool on the written work?
Partly. Having a system complete your work in whole or in part is treated as equivalent to plagiarism. Other uses are permitted provided each one is documented and disclosed, which means describing how the tool was used and submitting the chat or prompt transcripts with the work. Submissions showing heavy conceptual reliance on such tools, or missing the documentation, are graded accordingly, so keep the transcripts as you go.
Is there an attendance requirement, and can it affect whether I pass?
Yes, and it sits outside the marks. The syllabus states that attending all lectures and tutorials is mandatory unless you present the lecturer with a valid excuse, while participation is separately worth a share of the grade.
A numeric attendance threshold is not stated anywhere in the course materials, and no consequence for an absence is spelled out, so treat attendance as a requirement to satisfy rather than something to trade off, and check the course Moodle page for whether it bears on whether you pass. The group phase of the companion assignment also happens in class and cannot be made up from the reading.
Questions students ask in each PHIL7002 chapter
- Why does the course insist that AI systems are not themselves the object of ethical judgement?
- Because judging the artefact leaves nobody to address a recommendation to. Once the object is the people who design, deploy and operate a system, questions about who should have foreseen a harm, who should bear its cost and who owes an explanation all have candidate answers. The framing also blocks a common evasion in which responsibility is described as having dissolved into the technology, and it is the reason later chapters can treat a deployment decision as reviewable even when an output was not foreseeable. Chapter 01 · Foundations of AI Ethics and the System Lifecycle
- Why is it not enough to report that a model is highly accurate?
- Because accuracy is silent about who absorbs the errors, and a system can improve on aggregate while concentrating its mistakes on one group. The measures that fill the gap are precision and recall, which separate the two error types, calibration, which asks whether a stated probability matches outcomes, and subgroup performance, which asks whether the whole pattern differs between groups. A defence of a deployment that rests on accuracy alone has not yet addressed the objection that is usually being made. Chapter 02 · Opacity, Transparency and Explainability
- Can an algorithm be made fair?
- Not in every sense at once. Three criteria are in circulation, and where the underlying rate of the predicted outcome differs between groups they are mathematically incompatible, so satisfying one means failing another. There are also trade-offs against accuracy, since excluding every proxy for a protected attribute removes much of the predictive signal. What can be done is to choose a criterion, state it, defend it and record who bears the residual error, which is why the course treats this as a political question. Chapter 03 · Bias, Fairness and Justice
- Why is agreeing to terms sometimes not real consent?
- Because consent has to be a choice, and where the service is essential there is no second option. Someone opening a bank account or using a health application agrees in order to obtain access, so the agreement records a necessity rather than a preference. The important consequence is that this failure survives a clearly drafted notice, which means the remedy is not better disclosure but a limit on what may be asked for at all. Separate whether terms were disclosed from whether refusing them was possible. Chapter 04 · Data Ethics, Privacy, Agency and Autonomy
- Does the responsibility gap mean nobody is to blame?
- No, and reading it that way inverts its purpose. It is a claim that our established rules for ascribing responsibility fail in a particular class of case, not a finding that harm has no author. Two distinctions rescue an answer: separate blame for the specific output from answerability for the decision to deploy a system whose outputs cannot be anticipated, and remember that liability exists to regulate behaviour, so a legal regime may attach a consequence where moral blame does not reach. Chapter 05 · Automation, Alignment, Risk and Responsibility
- Why does the assignment forbid using the companion in order to study it?
- Because the properties being studied only appear in ordinary use. Someone who is probing a system is not relating to it, so the interactions that would supply the evidence never happen. The instruction is therefore methodological rather than administrative: it protects the data. It also mirrors a general feature of relational goods, since you cannot establish whether a friendship involves trust by interrogating a friend about trust, and the same problem would undermine a journal built out of tests. Chapter 06 · Social AI and Human Machine Relationships
- Is increasing diversity among designers enough to satisfy this chapter?
- It is treated as a necessary first move and not the destination. The argument is that in a commercial setting a more diverse workforce tends to be valued as an input to efficiency and market position, which leaves untouched the question of whose interests the design serves. The framework pushes past the fairer allocation of professional design jobs towards the allocation of design decisions, so an answer that stops at hiring has addressed a real problem and not the one the reading raises. Chapter 07 · Ethics of Technology Design
- Does this chapter support the conclusion that such systems should not be used?
- No, and reaching for that conclusion is the commonest over-reading of the material. The course has already established that foregone benefit is a cost, so refusing is a distributive choice with its own bearers rather than a neutral default. The supported conclusion is narrower and more useful: these costs are real, they are currently unpriced, and the argument is about which of them can be brought into the price and who has standing to require it. Chapter 08 · Hidden Material Costs and Distributive Justice
- Are voluntary AI principles worth anything if nobody has to follow them?
- They do a job that law does not. Professional principles set norms inside a research culture and are often the only family with real purchase on a researcher as such, while international standard-setting instruments align national strategies without binding anyone. Organisations then blend the families, using voluntary principles to steer internal practice while law sets a minimum. An answer that dismisses them has missed that division of labour, and an answer that treats them as equivalent to law has missed the sanction. Chapter 09 · Power, Governance and Regulation
- Why does the course treat AI welfare as worth discussing when no system is thought to be conscious?
- Because the argument is about realistic possibility rather than established fact. The claim is not that such systems definitely are or will be conscious, but that there is a serious chance some will be, and that getting confused about it later is costly enough to justify preparing now. That framing also explains the required output: a credence supported by evidence, with the observation that would change it, rather than a verdict that presents itself as settled in either direction. Chapter 10 · Moral Status, Welfare and Legal Personhood
How to study for the exam
Carry one deployment you actually know through every chapter, and answer each chapter's question about it before reading the chapter's own answer. Then practise the move the whole course is built on: write your conclusion in one line, write the two or three premises underneath it, and write the strongest objection a reader would make.
Doing that on paper for twenty minutes is worth more than a second pass over the readings, because it is the only exercise that rehearses what both tests and the brief actually ask for.
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